Recall that a (real) topological vector space is a real vector space equipped with a topology that makes the vector space operations and continuous. One often restricts attention to Hausdorff topological vector spaces; in practice, this is not a severe restriction because it turns out that any topological vector space can be made Hausdorff by quotienting out the closure of the origin . One can also discuss complex topological vector spaces, and the theory is not significantly different; but for sake of exposition we shall restrict attention here to the real case.

An obvious example of a topological vector space is a finite-dimensional vector space such as with the usual topology. Of course, there are plenty of infinite-dimensional topological vector spaces also, such as infinite-dimensional normed vector spaces (with the strong, weak, or weak-* topologies) or Frechet spaces.

One way to distinguish the finite and infinite dimensional topological vector spaces is via local compactness. Recall that a topological space is locally compact if every point in that space has a compact neighbourhood. From the Heine-Borel theorem, all finite-dimensional vector spaces (with the usual topology) are locally compact. In infinite dimensions, one can trivially make a vector space locally compact by giving it a trivial topology, but once one restricts to the Hausdorff case, it seems impossible to make a space locally compact. For instance, in an infinite-dimensional normed vector space with the strong topology, an iteration of the Riesz lemma shows that the closed unit ball in that space contains an infinite sequence with no convergent subsequence, which (by the Heine-Borel theorem) implies that cannot be locally compact. If one gives the weak-* topology instead, then is now compact by the Banach-Alaoglu theorem, but is no longer a neighbourhood of the identity in this topology. In fact, we have the following result:

Theorem 1Every locally compact Hausdorff topological vector space is finite-dimensional.

The first proof of this theorem that I am aware of is by André Weil. There is also a related result:

Theorem 2Every finite-dimensional Hausdorff topological vector space has the usual topology.

As a corollary, every locally compact Hausdorff topological vector space is in fact isomorphic to with the usual topology for some . This can be viewed as a very special case of the theorem of Gleason, which is a key component of the solution to Hilbert’s fifth problem, that a locally compact group with *no small subgroups* (in the sense that there is a neighbourhood of the identity that contains no non-trivial subgroups) is necessarily isomorphic to a Lie group. Indeed, Theorem 1 is in fact used in the proof of Gleason’s theorem (the rough idea being to first locate a “tangent space” to at the origin, with the tangent vectors described by “one-parameter subgroups” of , and show that this space is a locally compact Hausdorff topological space, and hence finite dimensional by Theorem 1).

Theorem 2 may seem devoid of content, but it does contain some subtleties, as it hinges crucially on the *joint* continuity of the vector space operations and , and not just on the separate continuity in each coordinate. Consider for instance the one-dimensional vector space with the *co-compact* topology (a non-empty set is open iff its complement is compact in the usual topology). In this topology, the space is (though not Hausdorff), the scalar multiplication map is jointly continuous as long as the scalar is not zero, and the addition map is continuous in each coordinate (i.e. translations are continuous), but not jointly continuous; for instance, the set does not contain a non-trivial Cartesian product of two sets that are open in the co-compact topology. So this is not a counterexample to Theorem 2. Similarly for the cocountable or cofinite topologies on (the latter topology, incidentally, is the same as the Zariski topology on ).

Another near-counterexample comes from the topology of inherited by pulling back the usual topology on the unit circle . Admittedly, this pullback topology is not quite Hausdorff, but the addition map is jointly continuous. On the other hand, the scalar multiplication map is not continuous at all. A slight variant of this topology comes from pulling back the usual topology on the torus under the map for some irrational ; this restores the Hausdorff property, and addition is still jointly continuous, but multiplication remains discontinuous.

As some final examples, consider with the discrete topology; here, the topology is Hausdorff, addition is jointly continuous, and every dilation is continuous, but multiplication is not jointly continuous. If one instead gives the half-open topology, then again the topology is Hausdorff and addition is jointly continuous, but scalar multiplication is only jointly continuous once one restricts the scalar to be non-negative.

Below the fold, I record the textbook proof of Theorem 2 and Theorem 1. There is nothing particularly original in this presentation, but I wanted to record it here for my own future reference, and perhaps these results will also be of interest to some other readers.

** — 1. Proof of Theorem 2 — **

Let be a finite-dimensional Hausdorff topological vector space, with topology . We need to show that every set which is open in the usual topology, is open in , and conversely.

Let be a basis for the finite-dimensional space . From the continuity of the vector space operations, we easily verify that the linear map given by

is continuous. From this, we see that any set which is open in , is also open in the usual topology.

Now we show conversely that every set which is open in the usual topology, is open in . It suffices to show that there is a bounded open neighbourhood of the origin in , since one can then translate and dilate this open neighbourhood to obtain a (sub-)base for the usual topology. (Here, “bounded” refers to the usual sense of the term, for instance with respect to an arbitrarily selected norm on (note that on a finite-dimensional space, all norms are equivalent).)

We use to identify (as a vector space) with . As is continuous, every set which is compact in the usual topology, is compact in . In particular, the unit sphere (in, say, the Euclidean norm on ) is compact in . Using this and the Hausdorff assumption on , we can find an open neighbourhood of the origin in which is disjoint from .

At present, need not be bounded (note that we are not assuming to be locally connected *a priori*). However, we can fix this as follows. Using the joint continuity of the scalar multiplication map, one can find another open neighbourhood of the origin and an open interval around such that the product set is contained in . Since avoids the unit sphere , must avoid the region and is thus bounded, as required.

Corollary 3In a Hausdorff topological vector space , every finite-dimensional subspace is closed.

*Proof:* It suffices to show that every vector is in the exterior of . But this follows from Theorem 2 after restricting to the finite-dimensional space spanned by and .

** — 2. Proof of Theorem 1 — **

Let be a locally compact Hausdorff space, thus there exists a compact neighbourhood of the origin. Then the dilate is also a neighbourhood of the origin, and so by compactness can be covered by finitely many translates of , thus

for some finite set . If we let be the finite-dimensional vector space generated by , we conclude that

Iterating this we have

for any . On the other hand, if is a neighbourhood of the origin, then for every we see that for sufficiently large . By compactness of (and continuity of the scalar multiplication map at zero), we conclude that for some sufficiently large , and thus

for any neighbourhood of the origin; thus is in the closure of . By Corollary 3, we conclude that

But is a neighbourhood of the origin, thus for every we have for all sufficiently large , and thus . Thus , and the claim follows.

## 12 comments

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24 May, 2011 at 1:18 pm

JuanPiHi,

Thanks for the round-up. I am reading . Khatskevich, D.Shoikhet, Differentiable Operators and Nonlinear Equations so this is a nice backup.

Now, I have a more or less green-horn question: If we have D a nonlinear differential operator acting on some Hilbert space of functions. Is there anything we can tell about the set of all solutions q of the problem D(q) = 0? In the linear case we know they are vector space (the nullspace), what can be said in the nonlinear case?

24 May, 2011 at 4:09 pm

Sixth Linkfest[…] Terence Tao: Stein’s maximal principle, Stein’s spherical maximal theorem, Locally compact topological vector spaces […]

24 May, 2011 at 6:10 pm

MysticTerminatorHow is R in the cocompact topology Hausdorff?

[Ah, yes, it isn’t – thanks – T.]24 May, 2011 at 6:20 pm

Allen KnutsonTheorem 2, as presently stated, is a bit too strong.

[Corrected, thanks – T.]25 May, 2011 at 4:30 am

Anonymous RexHi, tiny typo: In “Combining the two statements, we see that for every {x \in U”}, we have {sx \in U} for every {x \in (-\epsilon,\epsilon)}”, you use x twice. I assume you mean for s to be the scalar.

[Corrected, thanks – T.]31 May, 2011 at 1:37 am

AnonymousDear Professor Tao,

Grothendieck (MR0372565 (51 #8772)) attributes Theorem 1 to Banach, but

the oldest reference I could find was the 1953 edition of Bourbaki’s TVS

(MR0910295 (88g:46002)), so Weil may have done it first after all.

17 June, 2011 at 2:15 pm

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4 February, 2012 at 3:39 pm

wildildildlifeIn the first sentence below the head ‘1. Proof of Theorem 2 ‘, and in Corollary 3, you write ‘topological space’ which should be ‘topological vector space’.

[Corrected, thanks – T.]7 May, 2012 at 11:19 am

Richard HevenerThanks for a very nice treatment of these results.

I believe the last part of your proof of Thm. 2 can be simplified quite a bit: Given your U, by the continuity of scalar mult., we can find a nbhd. U’ of the origin and a nbhd. N = (-e,e) of 0 such that if x is in U’ and s is in N, then sx is in U. As at the end of your argument, since U avoids the unit sphere, U’ must be contained in the 1/e ball.

[Simplification incorporated, thanks – T.]7 May, 2012 at 4:20 pm

Richard HevenerInside the brackets, you should say (-e,e) instead of (1-e,1+e).

[Corrected, thanks – T.]7 May, 2012 at 7:52 pm

Richard HevenerOne more typo: again inside the braces, it should be (-e,e) instead of (e,e).

[Gah! Corrected -T.]7 September, 2013 at 8:27 am

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