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is the fundamental equation of motion for (non-relativistic) quantum mechanics, modeling both one-particle systems and -particle systems for . Remarkably, despite being a *linear* equation, solutions to this equation can be governed by a *non-linear* equation in the large particle limit . In particular, when modeling a Bose-Einstein condensate with a suitably scaled interaction potential in the large particle limit, the solution can be governed by the *cubic nonlinear Schrödinger equation*

I recently attended a talk by Natasa Pavlovic on the rigorous derivation of this type of limiting behaviour, which was initiated by the pioneering work of Hepp and Spohn, and has now attracted a vast recent literature. The rigorous details here are rather sophisticated; but the heuristic explanation of the phenomenon is fairly simple, and actually rather pretty in my opinion, involving the foundational quantum mechanics of -particle systems. I am recording this heuristic derivation here, partly for my own benefit, but perhaps it will be of interest to some readers.

This discussion will be purely formal, in the sense that (important) analytic issues such as differentiability, existence and uniqueness, etc. will be largely ignored.

Jim Colliander, Mark Keel, Gigliola Staffilani, Hideo Takaoka, and I have just uploaded to the arXiv the paper “Weakly turbulent solutions for the cubic defocusing nonlinear Schrödinger equation“, which we have submitted to Inventiones Mathematicae. This paper concerns the numerically observed phenomenon of *weak turbulence* for the periodic defocusing cubic non-linear Schrödinger equation

(1)

in two spatial dimensions, thus u is a function from to . This equation has three important conserved quantities: the *mass*

the *momentum*

and the *energy*

.

(These conservation laws, incidentally, are related to the basic symmetries of phase rotation, spatial translation, and time translation, via Noether’s theorem.) Using these conservation laws and some standard PDE technology (specifically, some Strichartz estimates for the periodic Schrödinger equation), one can establish global wellposedness for the initial value problem for this equation in (say) the smooth category; thus for every smooth there is a unique global smooth solution to (1) with initial data , whose mass, momentum, and energy remain constant for all time.

However, the mass, momentum, and energy only control three of the infinitely many degrees of freedom available to a function on the torus, and so the above result does not fully describe the dynamics of solutions over time. In particular, the three conserved quantities inhibit, but do not fully prevent the possibility of a *low-to-high frequency cascade*, in which the mass, momentum, and energy of the solution remain conserved, but shift to increasingly higher frequencies (or equivalently, to finer spatial scales) as time goes to infinity. This phenomenon has been observed numerically, and is sometimes referred to as *weak turbulence* (in contrast to *strong turbulence*, which is similar but happens within a finite time span rather than asymptotically).

To illustrate how this can happen, let us normalise the torus as . A simple example of a frequency cascade would be a scenario in which solution starts off at a low frequency at time zero, e.g. for some constant amplitude A, and ends up at a high frequency at a later time T, e.g. for some large frequency N. This scenario is consistent with conservation of mass, but not conservation of energy or momentum and thus does not actually occur for solutions to (1). A more complicated example would be a solution supported on two low frequencies at time zero, e.g. , and ends up at two high frequencies later, e.g. . This scenario is consistent with conservation of mass and momentum, but not energy. Finally, consider the scenario which starts off at and ends up at . This scenario is consistent with all three conservation laws, and exhibits a mild example of a low-to-high frequency cascade, in which the solution starts off at frequency N and ends up with half of its mass at the slightly higher frequency , with the other half of its mass at the zero frequency. More generally, given four frequencies which form the four vertices of a rectangle in order, one can concoct a similar scenario, compatible with all conservation laws, in which the solution starts off at frequencies and propagates to frequencies .

One way to measure a frequency cascade quantitatively is to use the Sobolev norms for ; roughly speaking, a low-to-high frequency cascade occurs precisely when these Sobolev norms get large. (Note that mass and energy conservation ensure that the norms stay bounded for .) For instance, in the cascade from to , the norm is roughly at time zero and at time T, leading to a slight increase in that norm for . Numerical evidence then suggests the following

Conjecture.(Weak turbulence) There exist smooth solutions to (1) such that goes to infinity as for any .

We were not able to establish this conjecture, but we have the following partial result (“weak weak turbulence”, if you will):

Theorem.Given any , there exists a smooth solution to (1) such that and for some time T.

This is in marked contrast to (1) in one spatial dimension , which is completely integrable and has an infinite number of conservation laws beyond the mass, energy, and momentum which serve to keep all norms bounded in time. It is also in contrast to the linear Schrödinger equation, in which all Sobolev norms are preserved, and to the non-periodic analogue of (1), which is conjectured to disperse to a linear solution (i.e. to scatter) from any finite mass data (see this earlier post for the current status of that conjecture). Thus our theorem can be viewed as evidence that the 2D periodic cubic NLS does not behave at all like a completely integrable system or a linear solution, even for small data. (An earlier result of Kuksin gives (in our notation) the weaker result that the ratio can be made arbitrarily large when , thus showing that large initial data can exhibit movement to higher frequencies; the point of our paper is that we can achieve the same for arbitrarily small data.) Intuitively, the problem is that the torus is compact and so there is no place for the solution to disperse its mass; instead, it must continually interact nonlinearly with itself, which is what eventually causes the weak turbulence.

I’ve just uploaded to the arXiv the paper “The cubic nonlinear Schrödinger equation in two dimensions with radial data“, joint with Rowan Killip and Monica Visan, and submitted to the Annals of Mathematics. This is a sequel of sorts to my paper with Monica and Xiaoyi Zhang, in which we established global well-posedness and scattering for the defocusing mass-critical nonlinear Schrödinger equation (NLS) in three and higher dimensions assuming spherically symmetric data. (This is another example of the recently active field of critical dispersive equations, in which both coarse and fine scales are (just barely) nonlinearly active, and propagate at different speeds, leading to significant technical difficulties.)

In this paper we obtain the same result for the defocusing two-dimensional mass-critical NLS , as well as in the focusing case under the additional assumption that the mass of the initial data is strictly less than the mass of the ground state. (When mass equals that of the ground state, there is an explicit example, built using the pseudoconformal transformation, which shows that solutions can blow up in finite time.) In fact we can show a slightly stronger statement: for spherically symmetric focusing solutions with arbitrary mass, we can show that the first singularity that forms concentrates at least as much mass as the ground state.

My paper “Resonant decompositions and the I-method for the cubic nonlinear Schrodinger equation on “, with Jim Colliander, Mark Keel, Gigliola Staffilani, and Hideo Takaoka (aka the “I-team“), has just been uploaded to the arXiv, and submitted to DCDS-A. In this (long-delayed!) paper, we improve our previous result on the global well-posedness of the cubic non-linear defocusing Schrödinger equation

in two spatial dimensions, thus . In that paper we used the “first generation I-method” (centred around an almost conservation law for a mollified energy ) to obtain global well-posedness in for (improving on an earlier result of by Bourgain). Here we use the “second generation I-method”, in which the mollified energy is adjusted by a correction term to damp out “non-resonant interactions” and thus lead to an improved almost conservation law, and ultimately to an improvement of the well-posedness range to . (The conjectured region is ; beyond that, the solution becomes unstable and even local well-posedness is not known.) A similar result (but using Morawetz estimates instead of correction terms) has recently been established by Colliander-Grillakis-Tzirakis; this attains the superior range of , but in the focusing case it does not give global existence all the way up to the ground state due to a slight inefficiency in the Morawetz estimate approach. Our method is in fact rather robust and indicates that the “first-generation” I-method can be pushed further for a large class of dispersive PDE.

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